A registered investment advisory firm focused on credit investing is in need of a Legal & Compliance Associate. The Legal & Compliance Associate will be responsible for reviewing marketing materials, implementing and training compliance policies, trade monitoring, as well as performing back testing. This role is vital in supporting the firm's Legal and Compliance Function.
Preferred Qualifications :
-3-6 years' Compliance experience
-Knowledge of regulatory filings and Code of Ethics
-Strong academic background
This is an amazing opportunity to develop your career within the Legal and Compliance space. Relevant Paralegal experience shall also be greatly considered, apply now!