Job Requirements
- Oversee global AML and Sanctions programs
- Maintain strong compliance culture through periodic training and updates to ensure compliance policies and procedures are implemented
- Provide compliance advise to business units and management
- Maintain and implement AML and Sanctions training program for the branch
- Review suspicious transaction investigations and file STR when necessary
- Enhance control framework and improve transaction monitoring systems
Qualifications
- 8+ years of relevant AML compliance experiences in an investment bank or securities firm is highly preferred
- Supervisory and management experience leading a team of 5-7 people is preferred
- Prior experience as MLRO is an advantage
- AML Certifications (ex. ACAMS, etc.) is highly preferred
- Proficiency in English and Cantonese; Proficiency in Mandarin is highly preferred
- Bachelor Degree holder in finance, economics or law is preferred
- Independent worker with high attention to detail
