Larson Maddox is currently partnered with several investment banks, asset management firms, and hedge funds located in NYC on searches focused around control room compliance. These roles vary from AVP - Senior Director level, and are on hybrid working schedules. Please feel free to apply in directly to this advertisement.
If you have any experience directly in the control room, or with :
-MNPI
-Personal / Employee trade monitoring
-Watch & Restricted Lists
-Conflicts of interest
-Chaperoning Expert Network calls
-Core /Central Compliance
-Any other relevant experience
Submit your resume today, we would love to speak with you!
