A well-known global investment bank is looking to add a key member to their firm as a full-time Control Manager, with a focus on the team's IT and Legal functions. This individual will be responsible for ensuring the correct controls are in place and maintaining effectiveness, as well as monitoring their performance and proper operation. The Control Manager will be expected to apply the appropriate framework to minimize risk exposure and reinforce the control environment in accordance with the firm wide Control and Operational Risk Evaluation program standard and procedure.
4-6 years' experience in Technology Controls, Audit, Risk Managements, Compliance or related
Strong background in performing walk throughs, risk assessment and control identification
SOX controls testing and Risk & Control Self-Assessment (RSCA) methods
Strong knowledge in technology platforms and software such as Alteryx, SAS, Tableau or Qlikview
Familiarity with 2LOD, 3LOD best practices
Strong team player and able to provide direction to others when needed
Located/Willing to relocate to NY, NY or Plano, TX