A boutique investment and wealth management firm is seeking a motivated associate to join their team as a Compliance and Operations manager to directly support their Chief Compliance Officer and Chief Administrative Officer in the day-to-day of the firm. The role will be key to the continued growth of the firm as they work within UHNW wealth management, private equity, alternatives, and business management. The ideal candidate will be receptive to wearing a few hats and working within a dynamic environment and collaborative culture.
Requirements:
- 3+ years of experience within compliance, operations, or a relevant field in wealth/investment management
- Experience working with FINRA, SEC, and client services is a plus
- Experience working in a fast-paced environment
- Excellent organizational and communication skills
