Roles and Responsibilities for Compliance Manager, Investment Management Firm
- Provide compliance support and advisory on day-to-day operations in compliance
- Develop and maintain compliance framework and policies to ensure compliance with regulatory requirements
- Monitor and assess new and emerging regulations issued by MAS and other regulatory authorities
- Liaise with regulatory authorities on regulatory inquiries and investigations
- Coordinate with stakeholders within the compliance department
- Support in AML/CFT matters
Requirements for Compliance Manager, Investment Management Firm
- Relevant regulatory compliance and advisory experience in buy-side firms
- Strong analytical and problem-solving skills
- Self-starter and good communication skills