An LA-based investment advisory firm, awarded by Forbes, is looking to add a Compliance Associate to its growing team. The team prides itself on a highly collaborative culture, characterized by a solutions-oriented, "all hands on deck" mentality. This position is on-site four days out of the Calabasas office.
Title: Compliance Associate
Location: Calabasas, CA
- Supporting the periodic Code of Ethics review and its consistent maintenance
- Routine audits and compliance reviews
- Review marketing materials, vendors, fund managers
- Bachelors in Finance, Business, or related field
- At least two years' experience in investment compliance or fund administration