A financial services firm in St. louis is looking for a qualified compliance professional to join the team as the Chief Compliance Officer! The focus of this position will be on the investment banking side of compliance. This individual will be responsible for overseeing the firms compliance team and leading in every aspect of the compliance function. The role will sit in St. Louis, with 4-5 days per week in office. If you're looking to step into an exciting leadership role and take the next step in your compliance career, this will be the opportunity for you!
Responsibilities:
- Develop and implement a comprehensive compliance strategy that aligns with the company's goals and objectives
- Stay updated with all relevant financial regulations and ensure the company's compliance with federal, state, and international laws
- Oversee and conduct regular compliance audits and assessments. Prepare and present compliance reports to senior management and regulatory authorities
- Provide compliance training and awareness programs to employees to ensure a culture of compliance throughout the organization
- Lead and oversee internal investigations into compliance issues, including potential violations and breaches
Qualifications:
- 7-10 years of experience in financial services compliance; work in investment banking compliance is a plus
- Bachelor's degree in finance, law, business, or related field (Master's degree preferred)
- Strong understanding of financial regulations and compliance standards in financial services/investment management
- Experienced with Charles River compliance software is preferred
- IACCP designation is a plus
Benefits:
- Competitive salary and an excellent bonus package
- Full Benefits (medical/dental/vision/401k)
- Growth potential
If you are interested, click the apply link above for immediate consideration!
